in the footnotes to this table and subject to applicable community property laws, each stockholder named
in the table has sole voting and investment power with respect to the shares set forth opposite such
stockholder's name.
schedule, as of March 8, 2012, Hitachi has sole voting and sole dispositive power with respect to
25,000,000 shares, which shares were acquired by Hitachi, together with cash consideration, in connection
with our acquisition on March 8, 2012 of all of the outstanding stock of Viviti Technologies Ltd., until
recently known as Hitachi Global Storage Technologies ("HGST"), a wholly owned subsidiary of Hitachi.
("Vanguard"). According to the schedule, as of December 31, 2012, Vanguard has sole voting power with
respect to 384,627 shares, shared voting power with respect to zero shares, sole dispositive power with
respect to 13,992,385 shares and shared dispositive power with respect to 370,727 shares. Vanguard
Fiduciary Trust Company ("VFTC"), a wholly owned subsidiary of Vanguard, is the beneficial owner of
307,327 shares as a result of its serving as investment manager of collective trust accounts. Vanguard
Investments Australia, Ltd. ("VIA"), a wholly owned subsidiary of Vanguard, is the beneficial owner of
140,700 shares as a result of its serving as investment manager of Australian investment offerings.
Mr. Kimsey (19,060), Mr. Lambert (19,060), Mr. Lauer (31,512), Mr. Massengill (26,453), Mr. Moore
(19,060), Mr. Pardun (43,167), Mr. Shakeel (6,739), Mr. Yamamoto (0) and Mr. Yamamura (0). Includes
shares of our common stock that may be acquired within 60 days after September 17, 2013 through the
vesting of RSU awards as follows: Ms. Cote (10,423), Mr. DeNero (10,423), Mr. Kimsey (10,423),
Mr. Lambert (10,423), Mr. Lauer (10,423), Mr. Massengill (10,423), Mr. Moore (10,423), Mr. Pardun
(8,008), Mr. Shakeel (10,423), Mr. Yamamoto (0) and Mr. Yamamura (0). Restricted stock unit awards are
payable in an equivalent number of shares of common stock in connection with the vesting of the award.
Also includes shares representing deferred stock units credited to accounts in our Deferred Compensation
Plan as of September 17, 2013 as follows: Ms. Cote (29,188), Mr. DeNero (50,480), Mr. Kimsey (2,708),
Mr. Lambert (0), Mr. Lauer (0), Mr. Massengill (0), Mr. Moore (57,567), Mr. Pardun (31,409),
Mr. Shakeel (0), Mr. Yamamoto (0) and Mr. Yamamura (0). Deferred stock units are payable in an
equivalent number of shares of common stock in connection with the retirement or other separation from
service of the director, or earlier in connection with the director's deferral election.
Mr. Nickl (82,481), Mr. Leyden (269,683), Mr. Cordano (2,396) and Mr. Murphy (5,783). No named
executive officer had any RSU awards scheduled to vest within 60 days after September 17, 2013.
employed by the company in the same position as before the review). Under Securities and Exchange
Commission rules, however, he is reported as a named executive officer for fiscal 2013.
officers. Includes 91,392 shares of our common stock that may be acquired within 60 days after
September 17, 2013 through the vesting of RSU awards by our directors and our current executive officers.
Also includes 171,352 shares of our common stock representing deferred stock units as described in
footnote (5) above.